Mary Meyer

Department of Statistics

University of Georgia


Degrees of Freedom in Shape Restricted Nonparametric Regression

For the standard linear regression estimator, the degrees of freedom of the error sum of squares is n-k, where k+1 is the dimension of the linear space onto which the data vector y is projected. For the shape restricted regression estimator, we project the data vector onto a convex polyhedral cone, which has dimension n. We want to find an estimator of the model variance of the form SSE/(n-c), where n-c is the surrogate degrees of freedom, and c is analogous to the "dimension" of the projection. We show that if D is the dimension of the face of the cone on which the projection falls, and we estimate the model variance with SSE/(n-cD), then $\sqrt{n}(\hat{\sigma}^2-\sigma^2)$ is asymptotically normal with mean zero and variance 2 sigma^4 if 1 <= c <= 2. For monotone regression, we show c is asymptotically equivalent to 1.5.

The degrees of freedom result can be used to test for parametric models against the shape-restricted alternative. The theory can also be used in the selection of a smoothing parameter in the smoothed version of the shape restricted regression estimator.


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