Robert H. Lyles

Department Biostatistics

Emory University


Improving Point Predictions of Random Effects for Subjects at High Risk

The prediction of random effects corresponding to subject-specific characteristics (e.g., means or rates of change) can be very useful in medical and epidemiologic research. At times, one may be most interested in obtaining precise predictions for subjects whose characteristic places them in a tail of the distribution. While the typical posterior mean predictor dominates others in terms of overall mean squared error of prediction (MSEP), its tendency to "overshrink" has motivated research into alternatives emphasizing other criteria. Here, we target MSEP within a certain region (e.g., above a known cut-off for high risk or a specified percentile of the random effect distribution), and we consider minimizing this quantity with and without constraints on overall MSEP efficiency. We use the normal-theory random intercept model to demonstrate prediction methods yielding markedly better performance for subjects in the specified region, given a well-controlled and (if desired) modest concession of overall MSEP. Criteria geared toward classification as well as overall and regional prediction unbiasedness are also considered. We evaluate the techniques analytically and by simulation, and we illustrate them using repeated measures data on fasting blood glucose from Type 2 diabetes patients.

Key words: Classification, Constrained optimization, Prediction, Squared-error loss

* Joint work with Amita K. Manatunga, Renée H. Moore, F. Dubois Bowman, and Curtiss B. Cook


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